SourcingSourcing

POLAR CAPITAL (AMERICA) CORPORATION

C36
CRD 155389·SEC 801-71922·TAMPA, FL
AUM
$505.6M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
POLAR CAPITAL (AMERICA) CORPORATION
CRD
155389
SEC file #
801-71922
EIN
332495861
DBA names
—

Economics

AUM
$505.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$397.4M → $505.6M▲ +27%
Client mix
Pooled Investment Vehicles4
Investment Companies1

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
3 advisors → 6 advisors▲ +100%
Primary office
TAMPA FL
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
10/03/2025
ADV-W filed at
—
Website
polarcapital.co.uk

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
POLAR CAPITAL US HOLDINGS LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
6
Control Persons
POLAR CAPITAL US HOLDINGS LIMITED
AYUB, SAMIR
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
polarcapital.co.uk
Rdap Domain Creation Date
2000-12-12T10:12:02Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002054283
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2025-02-03
Edgar Last Filing Date
2026-02-03
Edgar Form D Count
2
Edgar Form D Offerings
2026-02-032026-02-03 · 0002081111-26-000021
2025-02-032025-02-03 · 0001393725-25-000014

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust6
E*trade4
Goldman Sachs1
Morgan Stanley1
Edgar Addresses
Mailing
C/O POLAR CAPITAL1001 WATER STREETTAMPA, FL 33602
Business
C/O POLAR CAPITAL1001 WATER STREETTAMPA, FL 33602
Edgar EIN
332495861
Edgar Recent Filings
D/A2026-02-03 · 0002081111-26-000021
D2025-02-03 · 0001393725-25-000014
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-12T10:12:02Z
Rdap Domain Last Changed
2024-12-02T14:32:15.730377Z
Rdap Nameservers
Ns0.dnsmadeeasy.com.Ns1.dnsmadeeasy.com.Ns2.dnsmadeeasy.com.Ns3.dnsmadeeasy.com.
Rdap Secure Dns Enabled
No
Rdap Status
Client Renew ProhibitedClient Transfer ProhibitedClient Delete ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (5)

5
AYUB, SAMIR
Executive Officer · 2.5%
7235845
BLACK, ALEXANDER, THOMAS
Executive Officer · 2.5%
5999298
CANN, BOURA, KYM TOMLINSON
Executive Officer · 2.5%
2778276
FARREN, NICHOLAS, FRANCIS
Executive Officer · 2.5%
7235833
LAGO, TRACEY, ANNE
Executive Officer · 2.5%
7928400