CGC FINANCIAL SERVICES, LLC

C47
CRD 155446·SEC 801-78845·LAKE OSWEGO, OR
AUM
$875.8M
$500M-$1B
Est. Revenue
$8.8M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$21.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CGC FINANCIAL SERVICES, LLC
CRD
155446
SEC file #
801-78845
EIN
204625548
DBA names
Cgc Financial Services

Economics

AUM
$875.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$383.7M → $875.8M▲ +128%
Client mix
Individuals Other932
Individuals High Net Worth208
Charitable Organizations7
Corporations3
Pension Profit Sharing Plans1

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
3 advisors → 5 advisors▲ +67%
Primary office
LAKE OSWEGO OR
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/10/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLEMANS, GLEN, ALLEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
CLEMANS, GLEN, ALLEN
YEE, DAVENA, MARIE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CGCFINANCIALSERVICES.COM
Rdap Domain Creation Date
2006-04-17T17:55:50Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001992785
Edgar Registered
Yes
Edgar Filing Count
14
Edgar First Filing Date
2023-09-13
Edgar Last Filing Date
2026-04-14
Edgar 13f Count
12
Edgar 13f Latest AUM Estimate
Filing Date2026-04-14
Accession0001992785-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
5 CENTERPOINTE DR, SUITE 550LAKE OSWEGO, OR 97035
Business
5 CENTERPOINTE DR, SUITE 550LAKE OSWEGO, OR 97035
Edgar EIN
204625548
Edgar Recent Filings
13F-HR2026-04-14 · 0001992785-26-000003
13F-HR2026-02-03 · 0001992785-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-17T17:55:50Z
Rdap Domain Last Changed
2026-03-19T06:33:07Z
Rdap Nameservers
Dns1.name-services.comDns2.name-services.comDns3.name-services.comDns4.name-services.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1618828
Trust Company Affiliate
No