S. MUOIO & CO. LLC

B60
CRD 155549·SEC 801-72307·NEW YORK, NY
AUM
$95.1M
$25M-$100M
Est. Revenue
$951K
@ 1% on AUM
Est. EBITDA
$285K
@ 30% margin
Est. Deal Value
$2.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
S. MUOIO & CO. LLC
CRD
155549
SEC file #
801-72307
EIN
DBA names
Sm Investors

Economics

AUM
$95.1M
AUM band
$25M-$100M
AUM trajectory
'20'26
$168.8M → $95.1M▼ -44%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MUOIO, SALVATORE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MUOIO, SALVATORE
ASSOCIATED CAPITAL GROUP INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SMINVESTORS.COM
Rdap Domain Creation Date
1998-02-11T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-02-10T05:00:00Z
Rdap Domain Last Changed
2024-02-10T05:04:09Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1440620
Trust Company Affiliate
No