SourcingSourcing

AVOCET CAPITAL MANAGEMENT LLC

C39
CRD 156261·SEC 801-124866·NORTHBROOK, IL
AUM
$157.8M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$473K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AVOCET CAPITAL MANAGEMENT LLC
CRD
156261
SEC file #
801-124866
EIN
—
DBA names
—

Economics

AUM
$157.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$120.7M → $157.8M▲ +31%
Client mix
Individuals High Net Worth37
Individuals Other3

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
1 advisors → 2 advisors▲ +100%
Primary office
NORTHBROOK IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersOther Advisory Services
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
avocetcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LOEWY, ALAN, MICAH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LOEWY, ALAN, MICAH
SADZEWICZ, GERY, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
AVOCETCAPITAL.COM
Rdap Domain Creation Date
2010-12-24T17:10:25Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-24T17:10:25Z
Rdap Domain Last Changed
2023-12-04T14:31:13Z
Rdap Nameservers
Ns0.ivdesk.comNs1.ivdesk.comNs2.ivdesk.comNs3.ivdesk.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4960252
Trust Company Affiliate
No

People (3)

3
LOEWY, ALAN, MICAH
IAR · Direct Owner · 87.5%
4960252
SADZEWICZ, GERY, JOSEPH
Executive Officer · 2.5%
1090963
SEAN PATRICK CONNOLLY
IAR
5109902