PETTINGA FINANCIAL ADVISORS, LLC

C24
CRD 156369·SEC 801-72154·EVANSVILLE, IN
AUM
$1.28B
$1B+
Est. Revenue
$12.8M
@ 1% on AUM
Est. EBITDA
$3.8M
@ 30% margin
Est. Deal Value
$30.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PETTINGA FINANCIAL ADVISORS, LLC
CRD
156369
SEC file #
801-72154
EIN
274279360
DBA names

Economics

AUM
$1.28B
AUM band
$1B+
AUM trajectory
'20'26
$716.6M → $1.28B▲ +78%
Client mix
Individuals Other411
Individuals High Net Worth257
Corporations22
Charitable Organizations13
Pension Profit Sharing Plans9

Operations

Employees (total)
11
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
5 advisors → 7 advisors▲ +40%
Primary office
EVANSVILLE IN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/29/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FOCUS OPERATING, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
FOCUS OPERATING, LLC
BORDERS, TONYA, FAYE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PETTINGA.COM
Rdap Domain Creation Date
1997-09-04T04:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
52,842
Form 5500 Compensation Trajectory 3y
202552,842
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
52,842
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001694592
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-02-01
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0001694592-26-000004
Edgar Former Names
Pettinga Financial Advisors, LLC

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2128
Soi Zip Pct 200k Plus
0.0851
Soi Zip Returns 200k Plus
40
Soi Zip Total AGI
42,502
Fdic Zip Total Deposits
56,584,241,000
Fdic Zip Branch Count
127
Fdic Zip Top Banks
Old National Bank
United Fidelity Bank, fsb

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
215 NW MARTIN LUTHER KING JR., BLVD.EVANSVILLE, IN 47708
Business
215 NW MARTIN LUTHER KING JR., BLVD.EVANSVILLE, IN 47708
Edgar EIN
274279360
Edgar Recent Filings
13F-HR2026-04-13 · 0001694592-26-000004
13F-HR2026-02-12 · 0001694592-26-000003
Fdic Zip Branches Raw
Union Federal Savings BankEvansville, IN
Evansville Federal Savings BankEvansville, IN
Fdic Zip HHI
2751.85
Fdic Zip Top Bank Share Pct
44.61
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-03T04:00:00Z
Rdap Domain Last Changed
2023-07-31T22:02:48Z
Rdap Nameservers
Pdns01.domaincontrol.comPdns02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI1,694
Returns140
Stub 2
AGI4,696
Returns130
Stub 3
AGI4,159
Returns70
Soi Zip Total Business Income
1,213
Soi Zip Total Cap Gains
2,202
Soi Zip Total Dividends
1,601
Soi Zip Total Returns
470
Trust Company Affiliate
Yes