SourcingSourcing

VERITION FUND MANAGEMENT LLC

C22
CRD 156610·SEC 801-74000·GREENWICH, CT
AUM
$139.39B
$1B+
Est. Revenue
$1.39B
@ 1% on AUM
Est. EBITDA
$418.2M
@ 30% margin
Est. Deal Value
$3.35B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VERITION FUND MANAGEMENT LLC
CRD
156610
SEC file #
801-74000
EIN
000000000
DBA names
—

Economics

AUM
$139.39B
AUM band
$1B+
AUM trajectory
'20'26
$3.00B → $139.39B▲ +4549%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
899
Advisory staff (per ADV)
520
Advisory staff (5-yr trend)
'20'26
50 advisors → 520 advisors▲ +940%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/6125149(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VERITION FUND MANAGEMENT NY, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
VERITION FUND MANAGEMENT NY, INC.
TOPSPIN ACQUISITION, LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
760
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001603383
Edgar Registered
Yes
Edgar Filing Count
8
Edgar First Filing Date
2014-04-11
Edgar Last Filing Date
2021-04-15
Edgar Form D Count
8
Edgar Form D Offerings
2021-04-152021-04-15 · 0001603383-21-000001
2020-04-152020-04-15 · 0001603383-20-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Northern Trust14
Morgan Stanley10
Bny Mellon8
Goldman Sachs6
State Street6
Edgar Addresses
Mailing
ONE AMERICAN LANEGREENWICH, CT 06831
Business
ONE AMERICAN LANEGREENWICH, CT 06831
Edgar EIN
000000000
Edgar Recent Filings
D/A2021-04-15 · 0001603383-21-000001
D/A2020-04-15 · 0001603383-20-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (11)

11
ANDERSON, WILLIAM, ARTHUR
Executive Officer · 2.5%
6603679
ELLIS, ROBERT, D
Executive Officer · 2.5%
4975364
GOLDSTEIN, JOSH, DAVID
Executive Officer · 2.5%
5199973
LENNON, WAYNE, ADAM
Executive Officer · 2.5%
2888214
MAOUNIS, NICHOLAS, MATTHEW
Executive Officer · 2.5%
1399459
GREG MAINZER
IAR
6540593
PETER FRANK GANUCHEAU
IAR
4518387
DEMIC EUGENE TIPITINO
IAR
6067931
MARK D MCDOWELL
IAR
5354725
GONZALO LEONEL CAVENAGHI
IAR
5218551
Clay Calhoon
IAR
7161876