SourcingSourcing

ROCKPOINT GROUP, L.L.C.

C30
CRD 156630·SEC 801-73890·BOSTON, MA
AUM
$13.04B
$1B+
Est. Revenue
$130.4M
@ 1% on AUM
Est. EBITDA
$39.1M
@ 30% margin
Est. Deal Value
$313.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ROCKPOINT GROUP, L.L.C.
CRD
156630
SEC file #
801-73890
EIN
000000000
DBA names
Rockpoint

Economics

AUM
$13.04B
AUM band
$1B+
AUM trajectory
'20'26
$10.26B → $13.04B▲ +27%
Client mix
Pooled Investment Vehicles39

Operations

Employees (total)
112
Advisory staff (per ADV)
40
Advisory staff (5-yr trend)
'20'26
29 advisors → 40 advisors▲ +38%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Wells Fargolow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
rockpoint.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ROCKPOINT MANAGER HOLDINGS, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
ROCKPOINT MANAGER HOLDINGS, L.P.
DOMB, DANIEL, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ROCKPOINT.COM
Rdap Domain Creation Date
1996-04-12T04:00:00Z
Rdap Firm Age Years
30
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
205
Form 5500 Total Compensation
1,605,042
Form 5500 Compensation Trajectory 3y
20251,605,042
20240
Form 5500 Plan Count Trajectory 3y
20252
20241
Schedule C Total Compensation
1,605,042
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0001534732
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2011-12-06
Edgar Last Filing Date
2012-12-03
Edgar Form D Count
2
Edgar Form D Offerings
2012-12-032012-12-03 · 0001534732-12-000001
2011-12-062011-12-06 · 0001534732-11-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Wells Fargo6
E*trade4
Jpmorgan2
Edgar Addresses
Mailing
WOODLAWN HALL AT OLD PARKLAND3953 MAPLE AVENUE, SUITE 300DALLAS, TX 75219
Business
WOODLAWN HALL AT OLD PARKLAND3953 MAPLE AVENUE, SUITE 300DALLAS, TX 75219
Edgar EIN
000000000
Edgar Recent Filings
D/A2012-12-03 · 0001534732-12-000001
D2011-12-06 · 0001534732-11-000001
Firm Has Custody
Yes
Mailing Office Differs
Yes
Rdap Domain Expiration Date
2032-04-13T04:00:00Z
Rdap Domain Last Changed
2023-03-14T17:32:42Z
Rdap Nameservers
Ns03.domaincontrol.comNs04.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (8)

8
DOMB, DANIEL, JOSEPH
Executive Officer · 2.5%
4827052
GELB, KEITH, BRYANT
Executive Officer · 2.5%
2265094
GILBANE, THOMAS, FREEMAN
Executive Officer · 2.5%
2912587
HOYL, RONALD, JAY
Executive Officer · 2.5%
5893029
Marz, Robert, Charles
Executive Officer · 2.5%
8058686
MIDGLEY IV, HARRY, CLEGG
Executive Officer · 2.5%
7242353
SHALEV, ARIC, MEIR
Executive Officer · 2.5%
2644569
WALTON, WILLIAM, HAMPTON
Executive Officer · 2.5%
1321205