SourcingSourcing

LITTLEJOHN & CO., LLC

C40
CRD 156720·SEC 801-73618·GREENWICH, CT
AUM
$8.97B
$1B+
Est. Revenue
$89.7M
@ 1% on AUM
Est. EBITDA
$26.9M
@ 30% margin
Est. Deal Value
$215.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LITTLEJOHN & CO., LLC
CRD
156720
SEC file #
801-73618
EIN
—
DBA names
—

Economics

AUM
$8.97B
AUM band
$1B+
AUM trajectory
'20'26
$10.93B → $8.97B▼ -18%
Client mix
Pooled Investment Vehicles27

Operations

Employees (total)
81
Advisory staff (per ADV)
39
Advisory staff (5-yr trend)
'20'26
38 advisors → 39 advisors▲ +3%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/littlejohn-&-co/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LITTLEJOHN & CO., LP
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
LITTLEJOHN & CO., LP
KLEIN, MICHAEL, IRA
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:littlejohn.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
126
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs67
Northern Trust62
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
KLEIN, MICHAEL, IRA
Executive Officer · 2.5%
6019875
LITTLEJOHN, ANGUS, CHISHOLM
Executive Officer · 2.5%
1280242
RAMSAY, BRIAN, EVAN
Executive Officer · 2.5%
6019876
WARREN, KENNETH, EDGAR
Executive Officer · 2.5%
4119280