SourcingSourcing

RIVERCHASE WEALTH MANAGEMENT, LLC

C49
CRD 156950·SEC 801-128962·FLOWER MOUND, TX
AUM
$251.5M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$754K
@ 30% margin
Est. Deal Value
$6.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIVERCHASE WEALTH MANAGEMENT, LLC
CRD
156950
SEC file #
801-128962
EIN
275364814
DBA names
—

Economics

AUM
$251.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$212.0M → $251.5M▲ +19%
Client mix
Individuals High Net Worth91
Individuals Other78
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
FLOWER MOUND TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/07/2026
ADV-W filed at
—
Website
riverchasewealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEAN, ALBERT, EVERETT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DEAN, ALBERT, EVERETT
KELLEHER, SEAN, PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RIVERCHASEWEALTH.COM
Rdap Domain Creation Date
2016-10-10T19:59:01Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055985
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-12
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0002085853-26-000418

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4791
Soi Zip Pct 200k Plus
0.2161
Soi Zip Returns 200k Plus
4,920
Soi Zip Total AGI
3,620,238
Fdic Zip Total Deposits
29,961,795,000
Fdic Zip Branch Count
484
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3419 CROSS TIMBERS RDSTE 105FLOWER MOUND, TX 75028
Business
3419 CROSS TIMBERS RDSTE 105FLOWER MOUND, TX 75028
Edgar EIN
275364814
Edgar Recent Filings
13F-HR2026-04-20 · 0002085853-26-000418
13F-HR2026-02-02 · 0002085853-26-000169
Fdic Zip Branches Raw
Security BankFlower Mound, TX
Bank of America Texas, National AssociationFlower Mound, TX
Fdic Zip HHI
1618.78
Fdic Zip Top Bank Share Pct
34.56
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-10T19:59:01Z
Rdap Domain Last Changed
2022-09-29T22:32:56Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI49,178
Returns4,400
Stub 2
AGI109,361
Returns2,950
Stub 3
AGI153,534
Returns2,480
Soi Zip Total Business Income
76,051
Soi Zip Total Cap Gains
194,175
Soi Zip Total Dividends
51,926
Soi Zip Total Returns
22,770
Top Owner CRD
2768409
Trust Company Affiliate
No

People (3)

3
KELLEHER, SEAN, PAUL
IAR · Direct Owner · 62.5%
2922697
DEAN, ALBERT, EVERETT
IAR · Direct Owner · 62.5%
2768409
JACO JORDAAN
IAR
2788224