SourcingSourcing

RIORDAN, LEWIS & HADEN, INC

C31
CRD 157138·SEC 801-74220·LOS ANGELES, CA
AUM
$1.22B
$1B+
Est. Revenue
$12.2M
@ 1% on AUM
Est. EBITDA
$3.7M
@ 30% margin
Est. Deal Value
$29.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIORDAN, LEWIS & HADEN, INC
CRD
157138
SEC file #
801-74220
EIN
—
DBA names
Rlh Equity Partners

Economics

AUM
$1.22B
AUM band
$1B+
AUM trajectory
'20'26
$1.17B → $1.22B▲ +4%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
17
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'20'26
14 advisors → 13 advisors▼ -7%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/26/2026
ADV-W filed at
—
Website
rlhequity.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GLOUCHEVITCH, MICHEL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
GLOUCHEVITCH, MICHEL
LEWIS, JOHN, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
RLHEQUITY.COM
Rdap Domain Creation Date
2006-05-03T17:22:29Z
Rdap Firm Age Years
20
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-05-03T17:22:29Z
Rdap Domain Last Changed
2025-03-04T08:06:30Z
Rdap Nameservers
Ns47.worldnic.comNs48.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5902565
Trust Company Affiliate
No

People (8)

8
GLOUCHEVITCH, MICHEL
Direct Owner · 37.5%
5902565
LEWIS, JOHN, CHRISTOPHER
Direct Owner · 37.5%
4601832
RUDIN, MURRAY, EDWARD
Direct Owner · 37.5%
5902564
RODIN, ROBERT
Direct Owner · 7.5%
6769943
CANTRELL, KEVIN, DAVID
Executive Officer · 2.5%
6769945
FRANKINBURGER, ADAM, LEE
Executive Officer · 2.5%
4153077
GARTNER, MARK, PETER
Executive Officer · 2.5%
4830667
RAULIN KEITH VILLEGAS
Executive Officer · 2.5%
6806798