SourcingSourcing

SPC MANAGEMENT CO., INC.

C44
CRD 157259·SEC 801-73410·BEDMINSTER, NJ
AUM
$959.6M
$500M-$1B
Est. Revenue
$9.6M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPC MANAGEMENT CO., INC.
CRD
157259
SEC file #
801-73410
EIN
—
DBA names
Swander Pace Capital

Economics

AUM
$959.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.08B → $959.6M▼ -11%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
18
Advisory staff (per ADV)
17
Advisory staff (5-yr trend)
'20'26
16 advisors → 17 advisors▲ +6%
Primary office
BEDMINSTER NJ
Branches
—

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
spcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICHARDS, ANDREW, HAMILTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
RICHARDS, ANDREW, HAMILTON
CALVO, VIRGINIA, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SPCAP.COM
Rdap Domain Creation Date
1997-10-31T05:00:00Z
Rdap Firm Age Years
29
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Jpmorgan10
E*trade4
Folio Institutional1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-10-30T04:00:00Z
Rdap Domain Last Changed
2024-10-30T10:16:07Z
Rdap Nameservers
Pdns07.domaincontrol.comPdns08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1801519
Trust Company Affiliate
Yes

People (5)

5
RICHARDS, ANDREW, HAMILTON
Direct Owner · 87.5%
1801519
CALVO, VIRGINIA, NMN
Executive Officer · 2.5%
7332733
LITT, ALEXANDER, ZACHARY
Executive Officer · 2.5%
5824265
MATLOCK, TYLER, PAUL
Executive Officer · 2.5%
7087582
STOUT, CARL, MORRIS
Executive Officer · 2.5%
1966506