SourcingSourcing

HARBOUR CAPITAL ADVISORS, LLC

C35
CRD 157266·SEC 801-77679·TYSONS CORNER, VA
AUM
$701.1M
$500M-$1B
Est. Revenue
$7.0M
@ 1% on AUM
Est. EBITDA
$2.1M
@ 30% margin
Est. Deal Value
$16.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARBOUR CAPITAL ADVISORS, LLC
CRD
157266
SEC file #
801-77679
EIN
823039331
DBA names
—

Economics

AUM
$701.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$379.8M → $701.1M▲ +85%
Client mix
Individuals High Net Worth55

Operations

Employees (total)
11
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
TYSONS CORNER VA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/27/2026
ADV-W filed at
—
Website
harbourcapitaladvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUFF, ELIZABETH, SIMS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
DUFF, ELIZABETH, SIMS
KIM, THOMAS, SARGENT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARBOURCAPITALADVISORS.COM
Rdap Domain Creation Date
2011-04-13T19:24:13Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001720866
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2017-11-02
Edgar Last Filing Date
2017-11-02
Edgar Form D Count
1
Edgar Form D Offerings
2017-11-022017-11-02 · 0001721222-17-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
7601 LEWINSVILLE ROADSUITE 206MCLEAN, VA 22102
Business
7601 LEWINSVILLE ROADSUITE 206MCLEAN, VA 22102
Edgar EIN
823039331
Edgar Recent Filings
D2017-11-02 · 0001721222-17-000002
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-13T19:24:13Z
Rdap Domain Last Changed
2025-04-14T17:38:02Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
3016285
Trust Company Affiliate
No

People (6)

6
DUFF, ELIZABETH, SIMS
IAR · Direct Owner · 62.5%
3016285
KIM, THOMAS, SARGENT
IAR · Direct Owner · 62.5%
2311662
KEVIN GERARD HENNESSY
Executive Officer · 2.5%
4361475
MARCUS LORENZO WARE
Executive Officer · 2.5%
6017195
NICHOLAS MCGEORGE BUNDY
IAR
5142302
Michael Ryan Elliott
IAR
7116367