SourcingSourcing

CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.

B53
CRD 157296·SEC 801-73129·BANNOCKBURN, IL
AUM
$203.9M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$612K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
CRD
157296
SEC file #
801-73129
EIN
270319773
DBA names
—

Economics

AUM
$203.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$133.3M → $203.9M▲ +53%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
5 advisors → 4 advisors▼ -20%
Primary office
BANNOCKBURN IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
crystalrockcap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FREEDMAN, JAY, HOWARD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FREEDMAN, JAY, HOWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CRYSTALROCKCAP.COM
Rdap Domain Creation Date
2004-12-20T04:33:37Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001465889
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2009-06-09
Edgar Last Filing Date
2009-06-09
Edgar Form D Count
1
Edgar Form D Offerings
2009-06-092009-06-09 · 0001393725-09-000123

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Goldman Sachs2
Jpmorgan2
Edgar Addresses
Mailing
2201 WAUKEGAN ROADSUITE 245BANNOCKBURN, IL 60015
Business
2201 WAUKEGAN ROADSUITE 245BANNOCKBURN, IL 60015
Edgar EIN
270319773
Edgar Recent Filings
D2009-06-09 · 0001393725-09-000123
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-20T04:33:37Z
Rdap Domain Last Changed
2025-11-21T05:36:55Z
Rdap Nameservers
Ns1.turbify.comNs2.turbify.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
4221546
Trust Company Affiliate
No

People (1)

1
FREEDMAN, JAY, HOWARD
Direct Owner · 62.5%
4221546