SourcingSourcing

GASBER FINANCIAL ADVISORS, INC

A79
CRD 157329·SEC 801-72295·FOLSOM, CA
AUM
$177.7M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$533K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GASBER FINANCIAL ADVISORS, INC
CRD
157329
SEC file #
801-72295
EIN
—
DBA names
—

Economics

AUM
$177.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$122.6M → $177.7M▲ +45%
Client mix
Individuals Other118
Individuals High Net Worth62
Pension Profit Sharing Plans3

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
FOLSOM CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
gasberfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GASBER, GERALD, EUGENE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GASBER, GERALD, EUGENE
MILLER, KAREN, ARVILLA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GASBERFINANCIAL.COM
Rdap Domain Creation Date
2011-03-28T17:15:08Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
29,116
Form 5500 Compensation Trajectory 3y
202529,116
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
29,116
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab10
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-28T17:15:08Z
Rdap Domain Last Changed
2025-10-01T21:27:08Z
Rdap Nameservers
Ns0.cloudoneit.comNs1.cloudoneit.comNs2.cloudoneit.comNs3.cloudoneit.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
865663
Trust Company Affiliate
No

People (2)

2
GASBER, GERALD, EUGENE
IAR · Direct Owner · 87.5%
865663
MILLER, KAREN, ARVILLA
IAR · Direct Owner · 17.5%
2945192