SourcingSourcing

THE STERLING GROUP, L.P.

C20
CRD 157406·SEC 801-73530·HOUSTON, TX
AUM
$9.01B
$1B+
Est. Revenue
$90.1M
@ 1% on AUM
Est. EBITDA
$27.0M
@ 30% margin
Est. Deal Value
$216.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE STERLING GROUP, L.P.
CRD
157406
SEC file #
801-73530
EIN
471116332
DBA names
—

Economics

AUM
$9.01B
AUM band
$1B+
AUM trajectory
'20'26
$1.90B → $9.01B▲ +375%
Client mix
Pooled Investment Vehicles20

Operations

Employees (total)
87
Advisory staff (per ADV)
76
Advisory staff (5-yr trend)
'20'26
19 advisors → 76 advisors▲ +300%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
sterling-group.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELLIOTT, GREGORY, LYNN
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
ELLIOTT, GREGORY, LYNN
HENRY, DAVID, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
STERLING-GROUP.COM
Rdap Domain Creation Date
2001-09-05T21:13:56Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
99
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001642312
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2015-05-14
Edgar Last Filing Date
2017-11-01
Edgar Form D Count
4
Edgar Form D Offerings
2017-11-012017-11-01 · 0001642312-17-000004
2017-07-142017-07-14 · 0001642312-17-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Jpmorgan40
E*trade4
Folio Institutional1
Edgar Addresses
Mailing
C/O THE STERLING GROUP, L.P.NINE GREENWAY PLAZA, STE. 2400HOUSTON, TX 77046
Business
C/O THE STERLING GROUP, L.P.NINE GREENWAY PLAZA, STE. 2400HOUSTON, TX 77046
Edgar EIN
471116332
Edgar Recent Filings
D2017-11-01 · 0001642312-17-000004
D2017-07-14 · 0001642312-17-000003
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-09-05T21:13:56Z
Rdap Domain Last Changed
2024-07-14T05:24:28Z
Rdap Nameservers
Ns53.worldnic.comNs54.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1976819
Trust Company Affiliate
No

People (8)

8
ELLIOTT, GREGORY, LYNN
Direct Owner · 17.5%
1976819
HENRY, DAVID, BRIAN
Direct Owner · 17.5%
4999629
MACLAREN, SCOTT, MICHAEL
Direct Owner · 17.5%
5936674
STALLER, BRADLEY, ALAN
Direct Owner · 17.5%
4431194
WALLACE, REYMOND, KENNETH
Direct Owner · 17.5%
5929249
GRIFFIN, JOHN, FRANCIS
Direct Owner · 7.5%
8246201
BRANDON PAUL BAUDIN
Executive Officer · 2.5%
4131055
ROBERT TOMS GRAY
Executive Officer · 2.5%
6562038