SourcingSourcing

KINGDON CAPITAL MANAGEMENT, L.L.C.

C46
CRD 157509·SEC 801-73482·NEW YORK, NY
AUM
$959.8M
$500M-$1B
Est. Revenue
$9.6M
@ 1% on AUM
Est. EBITDA
$2.9M
@ 30% margin
Est. Deal Value
$23.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KINGDON CAPITAL MANAGEMENT, L.L.C.
CRD
157509
SEC file #
801-73482
EIN
000000000
DBA names
—

Economics

AUM
$959.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.42B → $959.8M▼ -32%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
19
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
14 advisors → 10 advisors▼ -29%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
kingdon.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KINGDON, MARK, ELLIOT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
KINGDON, MARK, ELLIOT
WALSH, WILLIAM, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KINGDON.COM
Rdap Domain Creation Date
1998-01-26T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0000909621
Edgar Registered
Yes
Edgar Filing Count
65
Edgar First Filing Date
2004-02-18
Edgar Last Filing Date
2017-11-14
Edgar Form D Count
10
Edgar Form D Offerings
2017-02-242017-02-24 · 0000919574-17-002300
2016-02-242016-02-24 · 0000919574-16-011347
Edgar Former Names
KINGDON FAMILY PARTNERSHIP L P

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs16
Morgan Stanley15
Northern Trust14
E*trade4
Edgar Addresses
Mailing
152 WEST 57TH STREET, 50TH FLOORNEW YORK, NY 10019
Business
152 WEST 57TH STREET, 50TH FLOORNEW YORK, NY 10019
Edgar EIN
000000000
Edgar Recent Filings
13F-NT2017-11-14 · 0000919574-17-008143
13F-NT2017-08-14 · 0000919574-17-006259
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-25T05:00:00Z
Rdap Domain Last Changed
2021-11-26T09:00:14Z
Rdap Nameservers
Auth1.dns.cogentco.comAuth2.dns.cogentco.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
6019878
Trust Company Affiliate
Yes

People (3)

3
KINGDON, MARK, ELLIOT
Direct Owner · 87.5%
6019878
WALSH, WILLIAM, JOSEPH
Executive Officer · 2.5%
6019879
WEINSTEIN, RICHARD, HOWARD
Executive Officer · 2.5%
4387384