SourcingSourcing

MCW FINANCIAL, INC.

B58
CRD 157609·SEC 801-121337·CRESCENT SPRINGS, KY
AUM
$160.8M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$482K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCW FINANCIAL, INC.
CRD
157609
SEC file #
801-121337
EIN
—
DBA names
Research & Portfolio Management

Economics

AUM
$160.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$115.7M → $160.8M▲ +39%
Client mix
Individuals Other205
Individuals High Net Worth54

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
CRESCENT SPRINGS KY
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
facebook.com/rpmadvisory(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEBER, MICHAEL, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
WEBER, MICHAEL, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mcw.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3273
Soi Zip Pct 200k Plus
0.1231
Soi Zip Returns 200k Plus
2,530
Soi Zip Total AGI
2,738,910
Fdic Zip Total Deposits
35,787,747,000
Fdic Zip Branch Count
654
Fdic Zip Top Banks
Truist Bank
Fifth Third Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
Liberty National Bank of Northern KentuckyEdgewood, KY
Star Bank, National Association, KentuckyCrestview Hills, KY
Fdic Zip HHI
693.24
Fdic Zip Top Bank Share Pct
13.46
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI54,958
Returns4,590
Stub 2
AGI153,586
Returns4,060
Stub 3
AGI189,703
Returns3,070
Soi Zip Total Business Income
63,148
Soi Zip Total Cap Gains
342,160
Soi Zip Total Dividends
181,346
Soi Zip Total Returns
20,560
Top Owner CRD
1255635
Trust Company Affiliate
No

People (3)

3
WEBER, MICHAEL, CHARLES
IAR · Direct Owner · 87.5%
1255635
MICHAEL LEONARD WEBER
IAR
5733392
LUANN DRISCOLL
IAR
2104222