ELLIS INVESTMENT PARTNERS, LLC

C46
CRD 157669·SEC 801-73011·BERWYN, PA
AUM
$986.8M
$500M-$1B
Est. Revenue
$9.9M
@ 1% on AUM
Est. EBITDA
$3.0M
@ 30% margin
Est. Deal Value
$23.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ELLIS INVESTMENT PARTNERS, LLC
CRD
157669
SEC file #
801-73011
EIN
263966853
DBA names

Economics

AUM
$986.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$470.9M → $986.8M▲ +110%
Client mix
Individuals Other495
Individuals High Net Worth291
Pension Profit Sharing Plans22
Charitable Organizations5
Corporations3

Operations

Employees (total)
23
Advisory staff (per ADV)
18
Advisory staff (5-yr trend)
'20'26
17 advisors → 18 advisors▲ +6%
Primary office
BERWYN PA
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SUN, DAVID, YU-WEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SUN, DAVID, YU-WEN
civitello, anthony, michael
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ELLISINVESTMENTPARTNERS.COM
Rdap Domain Creation Date
2011-06-29T16:40:57Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
Porkbun LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001765590
Edgar Registered
Yes
Edgar Filing Count
34
Edgar First Filing Date
2019-01-29
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001172661-26-001722

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
18
Bc Firm IAR Count
18
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
920 CASSATT ROAD200 BERWYN PARK, SUITE 115BERWYN, PA 19312
Business
920 CASSATT ROAD200 BERWYN PARK, SUITE 115BERWYN, PA 19312
Edgar EIN
263966853
Edgar Recent Filings
13F-HR2026-05-12 · 0001172661-26-001722
13F-HR2026-02-02 · 0001172661-26-000417
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-06-29T16:40:57Z
Rdap Domain Last Changed
2023-08-25T17:51:37Z
Rdap Nameservers
Curitiba.ns.porkbun.comFortaleza.ns.porkbun.comMaceio.ns.porkbun.comSalvador.ns.porkbun.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
1849131
Trust Company Affiliate
No