SourcingSourcing

HIGHBURY PACIFIC CAPITAL CORP.

C45
CRD 157778·SEC 801-73240·BELLEVUE, WA
AUM
$333.3M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGHBURY PACIFIC CAPITAL CORP.
CRD
157778
SEC file #
801-73240
EIN
—
DBA names
—

Economics

AUM
$333.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$257.5M → $333.3M▲ +29%
Client mix
Corporations1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
BELLEVUE WA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEE, GARY, STEPHEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LEE, GARY, STEPHEN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Northern Trust2
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5918119
Trust Company Affiliate
No

People (1)

1
LEE, GARY, STEPHEN
Direct Owner · 87.5%
5918119