SourcingSourcing

PRINCETON FUND ADVISORS, LLC

C48
CRD 157821·SEC 801-72525·DENVER, CO
AUM
$780.0M
$500M-$1B
Est. Revenue
$7.8M
@ 1% on AUM
Est. EBITDA
$2.3M
@ 30% margin
Est. Deal Value
$18.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PRINCETON FUND ADVISORS, LLC
CRD
157821
SEC file #
801-72525
EIN
300786312
DBA names
—

Economics

AUM
$780.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.34B → $780.0M▼ -42%
Client mix
Investment Companies6

Operations

Employees (total)
8
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
10 advisors → 7 advisors▼ -30%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
princetonfundadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ELEVATION POINT , LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
ELEVATION POINT , LLC
ANDERSON, GREG, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PRINCETONFUNDADVISORS.COM
Rdap Domain Creation Date
2011-08-01T21:43:13Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001587191
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2013-10-10
Edgar Last Filing Date
2013-10-10
Edgar Form D Count
1
Edgar Form D Offerings
2013-10-102013-10-10 · 0001588262-13-000011

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
8000 NORMAN CENTER DRIVE, SUITE 630MINNEAPOLIS, MN 55437
Business
8000 NORMAN CENTER DRIVE, SUITE 630MINNEAPOLIS, MN 55437
Edgar EIN
300786312
Edgar Recent Filings
D2013-10-10 · 0001588262-13-000011
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-01T21:43:13Z
Rdap Domain Last Changed
2025-12-26T23:11:16Z
Rdap Nameservers
Ns100.worldnic.comNs99.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
GREG DAVID ANDERSON
Executive Officer · 2.5%
2318332
SABRE, JOHN, LEONARD
Executive Officer · 2.5%
1295430
MORAN, CHRISTOPHER, E
Executive Officer · 2.5%
5473008
SABRE, MICHAEL, JOSEPH
Executive Officer · 2.5%
2018993