SourcingSourcing

WATER STREET CAPITAL, INC.

C36
CRD 158133·SEC 801-73810·JACKSONVILLE, FL
AUM
$1.42B
$1B+
Est. Revenue
$14.2M
@ 1% on AUM
Est. EBITDA
$4.3M
@ 30% margin
Est. Deal Value
$34.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WATER STREET CAPITAL, INC.
CRD
158133
SEC file #
801-73810
EIN
000000000
DBA names
—

Economics

AUM
$1.42B
AUM band
$1B+
AUM trajectory
'20'26
$4.74B → $1.42B▼ -70%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
16
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
10 advisors → 5 advisors▼ -50%
Primary office
JACKSONVILLE FL
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
wscapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BERG, GILCHRIST, BAKER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BERG, GILCHRIST, BAKER
RESNICK, JOSHUA, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WSCAPITAL.COM
Rdap Domain Creation Date
1998-04-30T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001162331
Edgar Registered
Yes
Edgar Filing Count
61
Edgar First Filing Date
2001-11-16
Edgar Last Filing Date
2016-08-11
Edgar 13f Count
53
Edgar 13f Latest AUM Estimate
Filing Date2015-02-13
Accession0001144204-15-008813

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs40
Morgan Stanley31
Northern Trust10
E*trade4
Edgar Addresses
Mailing
15 OLD DANBURY ROADP O BOX 812WILTON, CT 06879
Business
15 OLD DANBURY ROADP O BOX 812WILTON, CT 06879
Edgar EIN
000000000
Edgar Recent Filings
13F-NT2016-08-11 · 0001144204-16-118278
13F-NT2016-05-13 · 0001144204-16-101500
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-29T04:00:00Z
Rdap Domain Last Changed
2026-05-03T06:00:08Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
852533
Trust Company Affiliate
Yes

People (3)

3
BERG, GILCHRIST, BAKER
Direct Owner · 87.5%
852533
RESNICK, JOSHUA, DAVID
Executive Officer · 2.5%
6627702
ROGERS, JOHN, ANTHONY
Executive Officer · 2.5%
2153236