NMS CAPITAL SERVICES, LLC

C25
CRD 158140·SEC 801-73560·NEW YORK, NY
AUM
$1.87B
$1B+
Est. Revenue
$18.7M
@ 1% on AUM
Est. EBITDA
$5.6M
@ 30% margin
Est. Deal Value
$44.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NMS CAPITAL SERVICES, LLC
CRD
158140
SEC file #
801-73560
EIN
DBA names

Economics

AUM
$1.87B
AUM band
$1B+
AUM trajectory
'20'26
$804.1M → $1.87B▲ +132%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
28
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
9 advisors → 23 advisors▲ +156%
Primary office
NEW YORK NY
Branches

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEW MAINSTREAM CAPITAL
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
NEW MAINSTREAM CAPITAL
CHAVEZ, MARTIN, EFRAIN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NMS-CAPITAL.COM
Rdap Domain Creation Date
2009-09-25T00:33:43Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust10
State Street4
E*trade4
Wells Fargo1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-25T00:33:43Z
Rdap Domain Last Changed
2025-07-26T07:25:03Z
Rdap Nameservers
Ns73.worldnic.comNs74.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes