ASPEN GROVE CAPITAL, LLC

C21
CRD 158166·SEC 801-78138·AVON, CO
AUM
$6.67B
$1B+
Est. Revenue
$66.7M
@ 1% on AUM
Est. EBITDA
$20.0M
@ 30% margin
Est. Deal Value
$160.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASPEN GROVE CAPITAL, LLC
CRD
158166
SEC file #
801-78138
EIN
275390783
DBA names

Economics

AUM
$6.67B
AUM band
$1B+
AUM trajectory
'20'26
$2.69B → $6.67B▲ +148%
Client mix
Individuals Other40
Pooled Investment Vehicles2

Operations

Employees (total)
22
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
8 advisors → 12 advisors▲ +50%
Primary office
AVON CO
Branches

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KIRWOOD, JEFFREY, CLAYTON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
KIRWOOD, JEFFREY, CLAYTON
GEISMAN, RICHARD, JESS
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ASPENGROVELLC.COM
Rdap Domain Creation Date
2010-09-28T19:25:43Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001806027
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-14
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001806027-26-000006

Local market & wealth

Rank targets by how wealthy the local market is

Fdic Zip Total Deposits
14,557,391,000
Fdic Zip Branch Count
211
Fdic Zip Top Banks
FirstBank
FirstBank of Avon

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Jpmorgan6
E*trade4
Morgan Stanley3
Edgar Addresses
Mailing
137 BENCHMARK RD SUITE C103B-2PO BOX 9389AVON, CO 81620
Business
137 BENCHMARK RD SUITE C103B-2PO BOX 9389AVON, CO 81620
Edgar EIN
275390783
Edgar Recent Filings
13F-HR2026-05-14 · 0001806027-26-000006
13F-HR2026-02-17 · 0001806027-26-000002
Fdic Zip Branches Raw
The Vail BankAvon, CO
FirstBank of AvonAvon, CO
Fdic Zip HHI
1662.38
Fdic Zip Top Bank Share Pct
26.05
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-28T19:25:43Z
Rdap Domain Last Changed
2025-08-29T06:10:49Z
Rdap Nameservers
Dns1.registrar-servers.comDns2.registrar-servers.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
5950168
Trust Company Affiliate
No