SourcingSourcing

HADDINGTON VENTURES, LLC

C24
CRD 158231·SEC 801-73513·HOUSTON, TX
AUM
$726.4M
$500M-$1B
Est. Revenue
$7.3M
@ 1% on AUM
Est. EBITDA
$2.2M
@ 30% margin
Est. Deal Value
$17.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HADDINGTON VENTURES, LLC
CRD
158231
SEC file #
801-73513
EIN
—
DBA names
—

Economics

AUM
$726.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$433.2M → $726.4M▲ +68%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
HOUSTON TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
hvllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STROM, JOHN, A
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
7
Control Persons
STROM, JOHN, A
JONES, JAMES, CHRISTOPHER
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HVLLC.COM
Rdap Domain Creation Date
1998-02-27T05:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-26T05:00:00Z
Rdap Domain Last Changed
2025-02-27T18:30:57Z
Rdap Nameservers
Pdns13.domaincontrol.comPdns14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6020849
Trust Company Affiliate
No

People (6)

6
STROM, JOHN, A
Direct Owner · 37.5%
6020849
JONES, JAMES, CHRISTOPHER
Direct Owner · 17.5%
6020847
LAM, JAMES, KA ON
Direct Owner · 17.5%
2890930
PYNE, SAMUEL, HOWLAND
Direct Owner · 17.5%
4958399
JONES, MICHAEL, SCOTT
Executive Officer · 2.5%
6020851
SUZETTE SALES HAGAN
Executive Officer · 2.5%
2872394