M1 CAPITAL MANAGEMENT

C43
CRD 158269·SEC 801-72578·TROY, MI
AUM
$450.4M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
M1 CAPITAL MANAGEMENT
CRD
158269
SEC file #
801-72578
EIN
000000000
DBA names
M1 Capital Management Llc

Economics

AUM
$450.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$237.3M → $450.4M▲ +90%
Client mix
Individuals Other278
Individuals High Net Worth105
Pension Profit Sharing Plans8
Corporations8
Charitable Organizations4

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
TROY MI
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUNBAR, PAUL, REED
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DUNBAR, PAUL, REED
MALLOCH CAPITAL MANAGEMENT, INC.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
M1CAPITALMANAGEMENT.COM
Rdap Domain Creation Date
2010-06-23T20:25:00Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001976157
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-03-19
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001976157-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
200 EAST BIG BEAVER ROADSTE 132TROY, MI 48083
Business
200 EAST BIG BEAVER ROADSTE 132TROY, MI 48083
Edgar EIN
000000000
Edgar Recent Filings
13F-HR2026-05-08 · 0001976157-26-000002
13F-HR2026-02-13 · 0001976157-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-23T20:25:00Z
Rdap Domain Last Changed
2024-10-31T17:07:58Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1852737
Trust Company Affiliate
No