SourcingSourcing

TLWM, LLC

C30
CRD 158305·SEC 801-79214·SAN ANTONIO, TX
AUM
$605.4M
$500M-$1B
Est. Revenue
$6.1M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TLWM, LLC
CRD
158305
SEC file #
801-79214
EIN
—
DBA names
Tlwm Financial

Economics

AUM
$605.4M
AUM band
$500M-$1B
AUM trajectory
'20'26
$208.4M → $605.4M▲ +191%
Client mix
Individuals Other933
Individuals High Net Worth316
Corporations8
Charitable Organizations4
Pension Profit Sharing Plans1

Operations

Employees (total)
11
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'20'26
8 advisors → 9 advisors▲ +13%
Primary office
SAN ANTONIO TX
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesSubscription feesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
tlwmadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TLHC, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
TLHC, LLC
PELLEGRINO, ENZO, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TLWMADVISOR.COM
Rdap Domain Creation Date
2025-12-29T19:15:02Z
Rdap Firm Age Years
1
Rdap Firm Age Band
<5y
Rdap Registrar
SNAPNAMES 54, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-29T19:15:02Z
Rdap Domain Last Changed
2026-01-03T09:27:48Z
Rdap Nameservers
N1.xundns.comN2.xundns.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (9)

9
PELLEGRINO, ENZO, THOMAS
IAR · Executive Officer · 2.5%
4392184
ROBERT SCOTT BOWERMAN
IAR
4697103
ELISSA M LOCOCO
IAR
5660334
SIMON JAMES THOMPSON
IAR
5436136
Alexis Ferris
IAR
8102934
Preston James Vaught
IAR
6533983
TESHAY DEON FLOWERS
IAR
5522593
DANNY LYNN HOLDER
IAR
709575
Juan Chavez
IAR
6599943