SourcingSourcing

PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC

C32
CRD 158332·SEC 801-72657·RED BANK, NJ
AUM
$2.34B
$1B+
Est. Revenue
$23.4M
@ 1% on AUM
Est. EBITDA
$7.0M
@ 30% margin
Est. Deal Value
$56.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PINNACLE WEALTH MANAGEMENT ADVISORY GROUP, LLC
CRD
158332
SEC file #
801-72657
EIN
900729936
DBA names
Withum Wealth Management

Economics

AUM
$2.34B
AUM band
$1B+
AUM trajectory
'20'26
$484.6M → $2.34B▲ +383%
Client mix
Individuals High Net Worth688
Individuals Other67
Corporations27
Charitable Organizations9
Pension Profit Sharing Plans7

Operations

Employees (total)
13
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'20'26
11 advisors → 11 advisors▬ 0%
Primary office
RED BANK NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/22/2026
ADV-W filed at
—
Website
withumwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PINNACLE CAPITAL MANAGEMENT, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
PINNACLE CAPITAL MANAGEMENT, LLC
WS+B FINANCIAL SERVICES GROUP LLC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WITHUMWEALTH.COM
Rdap Domain Creation Date
2017-01-12T22:20:33Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
6,531
Form 5500 Compensation Trajectory 3y
20256,531
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
6,531
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001631864
Edgar Registered
Yes
Edgar Filing Count
48
Edgar First Filing Date
2015-01-27
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
46
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001631864-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity2
Edgar Addresses
Mailing
47 RECKLESS PLACERED BANK, NJ 07701
Business
47 RECKLESS PLACERED BANK, NJ 07701
Edgar EIN
900729936
Edgar Recent Filings
13F-HR2026-04-21 · 0001631864-26-000002
13F-HR2026-02-02 · 0001631864-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-12T22:20:33Z
Rdap Domain Last Changed
2024-11-13T08:48:32Z
Rdap Nameservers
Ns-107.awsdns-13.comNs-1386.awsdns-45.orgNs-1863.awsdns-40.co.ukNs-923.awsdns-51.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (11)

11
FERRARE, JAMES, F
IAR · Executive Officer · 2.5%
1557895
DAVINO, CARMINE
IAR · Executive Officer · 2.5%
2693235
MONICA JUDITH JALIFE
IAR
4775856
AUSTIN HAGAMAN
IAR
5961221
RYAN ASHLEY FAUSE
IAR
2681929
Alexander Smit
IAR
7264831
Mark Nicholas Lucci
IAR
7395576
Henry Dicksom Mercer
IAR
873933
Ann Goldschmidt Schnorrenberg
IAR
1678943
THOMAS WILLIAM FARRELL
IAR
3250992
SEAN NORRIS SEVERSON
IAR
7252621