SourcingSourcing

GENESIS WEALTH ADVISORS, LLC

C43
CRD 158388·SEC 801-72604·BRAINTREE, MA
AUM
$200.1M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$600K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GENESIS WEALTH ADVISORS, LLC
CRD
158388
SEC file #
801-72604
EIN
452514898
DBA names
—

Economics

AUM
$200.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$165.3M → $200.1M▲ +21%
Client mix
Individuals Other174
Individuals High Net Worth57

Operations

Employees (total)
7
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
7 advisors → 6 advisors▼ -14%
Primary office
BRAINTREE MA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
facebook.com/genesis-wealth-advisors-300300406661055(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DUVAL, DANIEL, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
DUVAL, DANIEL, JOSEPH
STONE, PAUL, FLOYD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:genesis.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001637241
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2015-05-04
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
9
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001951757-26-000772

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
400 WASHINGTON STREETSUITE 308BRAINTREE, MA 02184
Business
400 WASHINGTON STREETSUITE 308BRAINTREE, MA 02184
Edgar EIN
452514898
Edgar Recent Filings
13F-HR2026-05-04 · 0001951757-26-000772
13F-HR2026-02-13 · 0001951757-26-000433
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6220899
Trust Company Affiliate
No

People (6)

6
DUVAL, DANIEL, JOSEPH
IAR · Direct Owner · 62.5%
6220899
STONE, PAUL, FLOYD
IAR · Direct Owner · 62.5%
3228094
DE PEYSTER, NICHOLAS, L.M.
IAR · Executive Officer · 2.5%
1529007
ARTHUR MICHAEL DEBENEDICTIS
IAR
3172173
PAUL FRANCIS DUVAL
IAR
2076914
Adrian Baldeon
IAR
7082581