SourcingSourcing

GREAT POINT PARTNERS, LLC

C30
CRD 158423·SEC 801-73834·GREENWICH, CT
AUM
$1.78B
$1B+
Est. Revenue
$17.8M
@ 1% on AUM
Est. EBITDA
$5.3M
@ 30% margin
Est. Deal Value
$42.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GREAT POINT PARTNERS, LLC
CRD
158423
SEC file #
801-73834
EIN
—
DBA names
—

Economics

AUM
$1.78B
AUM band
$1B+
AUM trajectory
'20'26
$1.53B → $1.78B▲ +16%
Client mix
Pooled Investment Vehicles17

Operations

Employees (total)
28
Advisory staff (per ADV)
23
Advisory staff (5-yr trend)
'20'26
19 advisors → 23 advisors▲ +21%
Primary office
GREENWICH CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
gppfunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JAY, JEFFREY, ROBERT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
JAY, JEFFREY, ROBERT
THE JAY FAMILY SPRAY TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GPPFUNDS.COM
Rdap Domain Creation Date
2004-01-13T12:44:02Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
61
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001211759
Edgar Registered
Yes
Edgar Filing Count
305
Edgar First Filing Date
2002-12-20
Edgar Last Filing Date
2019-01-08
Edgar Form D Count
3
Edgar Form D Offerings
2017-03-242017-03-24 · 0001211759-17-000001
2016-05-162016-05-16 · 0001211759-16-000001
Edgar Xbrl Assets Latest
Value Usd83,078,000
Fiscal Year End2017-12-31
Edgar Xbrl Revenue Latest
Value Usd76,746,000
Fiscal Year End2017-12-31
ConceptRevenues
Edgar Sic Description
Services-Prepackaged Software

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Fidelity6
Northern Trust4
E*trade4
Edgar Addresses
Mailing
18500 W. CORPORATE DRIVESUITE 250BROOKFIELD, WI 53045
Business
18500 W. CORPORATE DRIVESUITE 250BROOKFIELD, WI 53045
Edgar EIN
000000000
Edgar Recent Filings
SC 13D/A2019-01-08 · 0000930413-19-000047
42018-04-27 · 0001209191-18-026699
Edgar Sic
7372
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-13T12:44:02Z
Rdap Domain Last Changed
2021-11-14T09:08:31Z
Rdap Nameservers
Ns1.rfasource.comNs2.rfanyc.comNs3.rfanyc.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1757824
Trust Company Affiliate
No

People (3)

3
JAY, JEFFREY, ROBERT
Direct Owner · 62.5%
1757824
Adam Brian Felsenthal
Executive Officer · 2.5%
7212547
RONALD MARC PANZIER
Executive Officer · 2.5%
2515899