SourcingSourcing

HARREN EQUITY PARTNERS, LLC

B58
CRD 158494·SEC 801-74107·CHARLOTTESVILLE, VA
AUM
$201.4M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$604K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HARREN EQUITY PARTNERS, LLC
CRD
158494
SEC file #
801-74107
EIN
823532969
DBA names
—

Economics

AUM
$201.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$398.4M → $201.4M▼ -49%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
12 advisors → 3 advisors▼ -75%
Primary office
CHARLOTTESVILLE VA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
harrenequity.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARVER, THOMAS, A
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CARVER, THOMAS, A
MONAHAN, LEE, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HARRENEQUITY.COM
Rdap Domain Creation Date
2000-01-21T04:51:43Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001725177
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2017-12-15
Edgar Last Filing Date
2017-12-15
Edgar Form D Count
1
Edgar Form D Offerings
2017-12-152017-12-15 · 0001012975-17-000928

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
C/O HARREN EQUITY PARTNERS, LLC200 GARRETT STREET, SUITE FCHARLOTTESVILLE, VA 22902
Business
C/O HARREN EQUITY PARTNERS, LLC200 GARRETT STREET, SUITE FCHARLOTTESVILLE, VA 22902
Edgar EIN
823532969
Edgar Recent Filings
D2017-12-15 · 0001012975-17-000928
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-21T04:51:43Z
Rdap Domain Last Changed
2025-12-21T07:38:07Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1976966
Trust Company Affiliate
No

People (2)

2
CARVER, THOMAS, A
Direct Owner · 62.5%
1976966
MONAHAN, LEE, J
Direct Owner · 37.5%
2687801