BATTERY GLOBAL ADVISORS, LLC

C18
CRD 158508·SEC 801-73308·BOSTON, MA
AUM
$8.37B
$1B+
Est. Revenue
$83.7M
@ 1% on AUM
Est. EBITDA
$25.1M
@ 30% margin
Est. Deal Value
$201.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BATTERY GLOBAL ADVISORS, LLC
CRD
158508
SEC file #
801-73308
EIN
202555905
DBA names

Economics

AUM
$8.37B
AUM band
$1B+
AUM trajectory
'20'26
$1.24B → $8.37B▲ +573%
Client mix
Pooled Investment Vehicles77
Individuals High Net Worth65

Operations

Employees (total)
38
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
6 advisors → 12 advisors▲ +100%
Primary office
BOSTON MA
Branches

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMFixed feesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
O'CONNOR, JOHN, MICHAEL
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
10
Control Persons
O'CONNOR, JOHN, MICHAEL
BURNS, DANIEL, LOUIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BGA.COM
Rdap Domain Creation Date
1993-02-08T05:00:00Z
Rdap Firm Age Years
33
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001378804
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2006-10-06
Edgar Last Filing Date
2019-02-04
Edgar Form D Count
11
Edgar Form D Offerings
2019-02-042019-02-04 · 0001378804-19-000001
2018-02-052018-02-05 · 0001378804-18-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Raymond James40
Fidelity6
E*trade4
Edgar Addresses
Mailing
1 MARINA PARK DR STE 1150BOSTON, MA 02210
Business
1 MARINA PARK DR STE 1150BOSTON, MA 02210
Edgar EIN
202555905
Edgar Recent Filings
D/A2019-02-04 · 0001378804-19-000001
D/A2018-02-05 · 0001378804-18-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-09T05:00:00Z
Rdap Domain Last Changed
2022-01-06T22:08:26Z
Rdap Nameservers
Ns10.dnsmadeeasy.comNs11.dnsmadeeasy.comNs12.dnsmadeeasy.comNs13.dnsmadeeasy.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4352859
Trust Company Affiliate
No