SourcingSourcing

RED SPRUCE CAPITAL, LLC

C35
CRD 158720·SEC 801-113984·BERWYN, PA
AUM
$256.9M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$771K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RED SPRUCE CAPITAL, LLC
CRD
158720
SEC file #
801-113984
EIN
452610479
DBA names
—

Economics

AUM
$256.9M
AUM band
$100M-$500M
AUM trajectory
'20'26
$104.0M → $256.9M▲ +147%
Client mix
Individuals Other79
Individuals High Net Worth64

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
BERWYN PA
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/20/2026
ADV-W filed at
—
Website
facebook.com/redsprucecapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DESAI, AMISH, BHASKER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
DESAI, AMISH, BHASKER
VASQUEZ, MARK, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:redspruce.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001795356
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2020-01-16
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0001214659-26-004490

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Altruist4
E*trade4
Edgar Addresses
Mailing
1055 WESTLAKES DRIVESUITE 300BERWYN, PA 19312
Business
1055 WESTLAKES DRIVESUITE 300BERWYN, PA 19312
Edgar EIN
452610479
Edgar Recent Filings
13F-HR2026-04-09 · 0001214659-26-004490
13F-HR2026-01-06 · 0001214659-26-000131
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5961705
Trust Company Affiliate
No

People (4)

4
DESAI, AMISH, BHASKER
IAR · Direct Owner · 62.5%
5961705
VASQUEZ, MARK, JOSEPH
IAR · Direct Owner · 62.5%
5961702
RAHUL R SHAH
IAR
4669305
MARK ERNEST KENNEDY
IAR
1205000