SourcingSourcing

RICHMOND BROTHERS, INC.

B60
CRD 158916·SEC 801-72736·JACKSON, MI
AUM
$240.6M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$722K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RICHMOND BROTHERS, INC.
CRD
158916
SEC file #
801-72736
EIN
205152300
DBA names
—

Economics

AUM
$240.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$298.8M → $240.6M▼ -19%
Client mix
Individuals Other566
Individuals High Net Worth99
Charitable Organizations2

Operations

Employees (total)
20
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
3 advisors → 7 advisors▲ +133%
Primary office
JACKSON MI
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
twitter.com/richmondbrosinc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RICHMOND, DAVID, SCOTT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
RICHMOND, DAVID, SCOTT
CURFMAN, MATTHEW, JEREMY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:richmondbrothers.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001540462
Edgar Registered
Yes
Edgar Filing Count
122
Edgar First Filing Date
2012-02-09
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001540462-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0587
Soi Zip Pct 200k Plus
0.0046
Soi Zip Returns 200k Plus
40
Soi Zip Total AGI
356,247
Fdic Zip Total Deposits
15,001,413,000
Fdic Zip Branch Count
444
Fdic Zip Top Banks
Comerica Bank
Flagstar Bank, FSB

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
7415 FOXWORTH COURTJACKSON, MI 49201
Business
7415 FOXWORTH COURTJACKSON, MI 49201
Edgar EIN
205152300
Edgar Recent Filings
13F-HR2026-05-11 · 0001540462-26-000002
13F-HR2026-02-12 · 0001540462-26-000001
Fdic Zip Branches Raw
City Bank and Trust CompanyBlackman Township, MI
City Bank and Trust CompanyJackson, MI
Fdic Zip HHI
1147.58
Fdic Zip Top Bank Share Pct
24.96
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,918
Returns3,280
Stub 2
AGI104,313
Returns2,860
Stub 3
AGI83,731
Returns1,380
Soi Zip Total Business Income
7,357
Soi Zip Total Cap Gains
2,803
Soi Zip Total Dividends
3,588
Soi Zip Total Returns
8,690
Top Owner CRD
2256619
Trust Company Affiliate
No

People (6)

6
RICHMOND, DAVID, SCOTT
IAR · Direct Owner · 62.5%
2256619
CURFMAN, MATTHEW, JEREMY
IAR · Direct Owner · 17.5%
3268909
PIRNER, GARY, MATTHEW
Executive Officer · 2.5%
6337875
Adriaan Francois van Wyk
IAR
7260312
DANIEL J VREDEVELD
IAR
5993689
KEVIN JOHN KOWALSKI
IAR
4593388