SourcingSourcing

MESA WEST CAPITAL, LLC

C27
CRD 158959·SEC 801-72711·LOS ANGELES, CA
AUM
$8.70B
$1B+
Est. Revenue
$87.0M
@ 1% on AUM
Est. EBITDA
$26.1M
@ 30% margin
Est. Deal Value
$208.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MESA WEST CAPITAL, LLC
CRD
158959
SEC file #
801-72711
EIN
475176686
DBA names
Mesa West Capital

Economics

AUM
$8.70B
AUM band
$1B+
AUM trajectory
'20'26
$7.28B → $8.70B▲ +20%
Client mix
Pooled Investment Vehicles7
Insurance Companies3

Operations

Employees (total)
50
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
26 advisors → 22 advisors▼ -15%
Primary office
LOS ANGELES CA
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleymedium confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
mesawestcapital.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MSREI HOLDING, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
MSREI HOLDING, INC.
FISHBACH, RAPHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MESAWESTCAPITAL.COM
Rdap Domain Creation Date
2004-07-28T04:06:14Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
CSC Corporate Domains, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001662986
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2016-01-08
Edgar Last Filing Date
2017-01-09
Edgar Form D Count
6
Edgar Form D Offerings
2017-01-092017-01-09 · 0001662986-17-000001
2016-10-112016-10-11 · 0001662986-16-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Morgan Stanley7
Full
Morgan Stanley114
Wells Fargo8
U.s. Bank4
E*trade4
Edgar Addresses
Mailing
11755 WILSHIRE BLVDSUITE 2100LOS ANGELES, CA 90025
Business
11755 WILSHIRE BLVDSUITE 2100LOS ANGELES, CA 90025
Edgar EIN
475176686
Edgar Recent Filings
D/A2017-01-09 · 0001662986-17-000001
D/A2016-10-11 · 0001662986-16-000005
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-28T04:06:14Z
Rdap Domain Last Changed
2025-08-22T23:17:55Z
Rdap Nameservers
Ext-ns1.morganstanley.netExt-ns2.morganstanley.netExt-ns3.morganstanley.netExt-ns4.morganstanley.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (7)

7
FISHBACH, RAPHAEL
Executive Officer · 2.5%
6884046
GUL, RONNIE, MORDEHAI
Executive Officer · 2.5%
6886418
KLOPP, JOHN, RICHARD
Executive Officer · 2.5%
5753735
BURNS, BRETT, PATRICK
Executive Officer · 2.5%
6710181
HUNEKE, BENJAMIN, CORDT
Executive Officer · 2.5%
2796985
MORRIS, ARLENE, ALISA
Executive Officer · 2.5%
5117165
SALEHBHAI, MUSTUFA
Executive Officer · 2.5%
5066028