SourcingSourcing

PALLADIEM LLC

C50
CRD 158989·SEC 801-72726·BRYN MAWR, PA
AUM
$114.5M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$344K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PALLADIEM LLC
CRD
158989
SEC file #
801-72726
EIN
660569863
DBA names
Oar Financial

Economics

AUM
$114.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$646.8M → $114.5M▼ -82%
Client mix
Individuals High Net Worth25
Charitable Organizations10
Corporations5
State Or Municipal Govt1

Operations

Employees (total)
10
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
BRYN MAWR PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
oarfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OAR FINANCIAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
OAR FINANCIAL, LLC
ROBINSON, DONALD, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OARFINANCIAL.COM
Rdap Domain Creation Date
2023-04-12T21:58:33Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
21
Form 5500 Total Compensation
120,000
Form 5500 Compensation Trajectory 3y
2025120,000
20240
Form 5500 Plan Count Trajectory 3y
20241
20251
Schedule C Total Compensation
120,000
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001845849
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001845849-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Wells Fargo2
Edgar Addresses
Mailing
250 AVE MUNOZ RIVERA, SUITE 1420SAN JUAN, PR 00918
Business
250 AVE MUNOZ RIVERA, SUITE 1420SAN JUAN, PR 00918
Edgar EIN
660569863
Edgar Recent Filings
13F-HR2026-05-13 · 0001845849-26-000002
13F-HR2026-02-17 · 0001845849-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-12T21:58:33Z
Rdap Domain Last Changed
2025-04-13T16:32:14Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (2)

2
ROBINSON, DONALD, GEORGE
Direct Owner · 7.5%
4524823
ROEPER, JESSICA, J
Executive Officer · 2.5%
5900014