FINANCIAL ENHANCEMENT GROUP LLC

CRD

159017

SEC file #

801-72907

EIN

300041649

DBA names

Financial Enhancement Group

Economics

AUM

$987.0M

AUM band

$500M-$1B

AUM trajectory

'20 · $374.6M

'21 · $493.2M

'22 · $703.5M

'23 · $703.5M

'25 · $831.5M

'26 · $987.0M

'20'26

$374.6M → $987.0M▲ +163%

sec adv history

Client mix

Individuals Other	996
Individuals High Net Worth	261
Corporations	21
Charitable Organizations	3

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 12 advisors

'21 · 16 advisors

'22 · 18 advisors

'23 · 18 advisors

'25 · 18 advisors

'26 · 21 advisors

'20'26

12 advisors → 21 advisors▲ +75%

sec adv history

Primary office

ANDERSON IN

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsEducational Seminars Workshops

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

02/12/2026

youtube.com/channel/ucwu_ffdi6rwn0jyj2djoesa

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

JOE'S MONEY SHOW LLC

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

JOE'S MONEY SHOW LLC

HARTER, ADAM, MICHAEL

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:enhancement.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001641438

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2015-08-21

Edgar Last Filing Date

2026-04-20

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-20

Accession0001641438-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.0986

Soi Zip Pct 200k Plus

0.0098

Soi Zip Returns 200k Plus

Soi Zip Total AGI

434,302

Fdic Zip Total Deposits

8,826,390,000

Fdic Zip Branch Count

228

Fdic Zip Top Banks

PNC Bank, National Association

STAR Financial Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

2704 ENTERPRISE DRIVEANDERSON, IN 46013

Business

2704 ENTERPRISE DRIVEANDERSON, IN 46013

Edgar EIN

300041649

Edgar Recent Filings

13F-HR2026-04-20 · 0001641438-26-000004

13F-HR2026-01-23 · 0001641438-26-000003

Fdic Zip Branches Raw

First of America Bank-IndianaAnderson, IN

Ameriana Savings Bank, FSBAnderson, IN

Fdic Zip HHI

1396.3

Fdic Zip Top Bank Share Pct

29.05

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	41,508
Returns	3,230

Stub 2

AGI	102,897
Returns	2,800

Stub 3

AGI	92,483
Returns	1,510

Soi Zip Total Business Income

10,189

Soi Zip Total Cap Gains

6,022

Soi Zip Total Dividends

2,574

Soi Zip Total Returns

9,230

Trust Company Affiliate

IAR · Direct Owner · 17.5%

People (28)

HARTER, ADAM, MICHAEL

4592074

HODSON, DONALD, EARL

IAR · Direct Owner · 17.5%

2998292

JENKINSON, TAYLOR, BENNETT

Direct Owner · 17.5%

5947051

RHEAUME, AARON, SCOTT

IAR · Direct Owner · 7.5%

5209906

SOLIVEN, GRANT, GARNER

IAR · Direct Owner · 7.5%

5671939

Neff, Samuel

IAR · Direct Owner · 7.5%

7010596

Hardesty, Daren, Eugene

7216048

KARSHNER, PAUL, EDWARD

6425105

Burton, Jamie, Catherine

6248625

CLARK, JOSEPH, ANDREW

2319989

Grimme, Seth, Michael