SourcingSourcing

PENSERRA CAPITAL MANAGEMENT LLC

C26
CRD 159042·SEC 801-80466·ORINDA, CA
AUM
$17.50B
$1B+
Est. Revenue
$175.0M
@ 1% on AUM
Est. EBITDA
$52.5M
@ 30% margin
Est. Deal Value
$420.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PENSERRA CAPITAL MANAGEMENT LLC
CRD
159042
SEC file #
801-80466
EIN
475231063
DBA names
—

Economics

AUM
$17.50B
AUM band
$1B+
AUM trajectory
'20'26
$1.20B → $17.50B▲ +1358%
Client mix
Investment Companies49

Operations

Employees (total)
16
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
9 advisors → 7 advisors▼ -22%
Primary office
ORINDA CA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
penserracapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PENSERRA FINANCIAL VENTURES
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
PENSERRA FINANCIAL VENTURES
CASTELLI, ANTHONY, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PENSERRACAPITAL.COM
Rdap Domain Creation Date
2008-02-05T22:00:31Z
Rdap Firm Age Years
18
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001756985
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2018-10-29
Edgar Last Filing Date
2026-05-07
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-07
Accession0000894189-26-014568

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
137 ROWAYTON AVENUE, SUITE 430ROWAYTON, CT 06853
Business
137 ROWAYTON AVENUE, SUITE 430ROWAYTON, CT 06853
Edgar EIN
475231063
Edgar Recent Filings
13F-HR2026-05-07 · 0000894189-26-014568
13F-HR2026-02-02 · 0000894189-26-003192
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-05T22:00:31Z
Rdap Domain Last Changed
2026-02-06T11:01:08Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (9)

9
Drury, Katherine, Sarah
IAR · Executive Officer · 2.5%
7920456
TONG, ERNESTO, DAVID
IAR · Executive Officer · 2.5%
5414392
LEWELLYN, DUSTIN, ALLEN
IAR · Executive Officer · 2.5%
4211012
MADRIGAL, JORGE, NMN
IAR · Executive Officer · 2.5%
3204950
CASTELLI, ANTHONY, NMN
IAR · Executive Officer · 2.5%
4409925
Amy Alba
IAR
7327672
KEVIN PATRICK MCLAVERTY
IAR
4479224
CHRISTINE MARIE JOHANSON
IAR
6145920
GEIGER, LEE, WILSON
IAR
1552293