SourcingSourcing

HERITAGE WEALTH MANAGEMENT, INC.

C47
CRD 159158·SEC 801-132674·MEDFORD, MA
AUM
$153.2M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$460K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERITAGE WEALTH MANAGEMENT, INC.
CRD
159158
SEC file #
801-132674
EIN
393805435
DBA names
Heritage Wealth Management

Economics

AUM
$153.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$118.3M → $153.2M▲ +30%
Client mix
Individuals Other133
Individuals High Net Worth82
Charitable Organizations2
Corporations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
MEDFORD MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/3632542(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SERRATORE, VINCENT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SERRATORE, VINCENT
Horgan, Katherine, Salome
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002092311
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-12-08
Edgar Last Filing Date
2025-12-08
Edgar Form D Count
1
Edgar Form D Offerings
2025-12-082025-12-08 · 0002092311-25-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3442
Soi Zip Pct 200k Plus
0.1228
Soi Zip Returns 200k Plus
3,850
Soi Zip Total AGI
3,256,164
Census Median Hh Income
115,048
Census High Income Households
6,090
Census Median Age
34.5
Census Pop 65 66 Total
1,216
Census Total Households
25,368
Fdic Zip Total Deposits
48,040,543,000
Fdic Zip Branch Count
589
Fdic Zip Top Banks
Citizens Bank, National Association
Brookline Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Census Bachelors Plus Count
13,864
Census Median Home Value
669,600
Census Unemployed Count
1,696
Census Zip
02155
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
11440 W BERNARDO COURT#390SAN DIEGO, CA 92127
Business
11440 W BERNARDO COURT#390SAN DIEGO, CA 92127
Edgar EIN
393805435
Edgar Recent Filings
D2025-12-08 · 0002092311-25-000001
Fdic Zip Branches Raw
Century Bank and Trust CompanyMedford, MA
MassBank for SavingsMedford, MA
Fdic Zip HHI
794.05
Fdic Zip Top Bank Share Pct
13.35
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI68,614
Returns6,030
Stub 2
AGI200,268
Returns5,300
Stub 3
AGI323,707
Returns5,220
Soi Zip Total Business Income
108,636
Soi Zip Total Cap Gains
114,248
Soi Zip Total Dividends
42,783
Soi Zip Total Returns
31,350
Top Owner CRD
2656617
Trust Company Affiliate
No

People (2)

2
SERRATORE, VINCENT
IAR · Direct Owner · 87.5%
2656617
Horgan, Katherine, Salome
IAR · Executive Officer · 2.5%
1601776