SIGNAL SECURITIES, INC.

CRD

15916

SEC file #

801-63630

EIN

—

DBA names

—

Economics

AUM

$679.1M

AUM band

$500M-$1B

AUM trajectory

'20 · $400.1M

'21 · $440.4M

'22 · $503.1M

'23 · $603.3M

'25 · $599.2M

'26 · $679.1M

'20'26

$400.1M → $679.1M▲ +70%

sec adv history

Client mix

Individuals Other	811
Individuals High Net Worth	326

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 33 advisors

'21 · 29 advisors

'22 · 29 advisors

'23 · 28 advisors

'25 · 24 advisors

'26 · 23 advisors

'20'26

33 advisors → 23 advisors▼ -30%

sec adv history

Primary office

FORT WORTH TX

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses

Fee basis

% of AUMHourly chargesFixed feesCommissions

Filings

Latest ADV filing

03/04/2026

ADV-W filed at

—

Website

mikemoynihanadvisor.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SINGLETON, IVAN JERRY

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

SINGLETON, IVAN JERRY

WRIGHT, CARLA BETH

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MIKEMOYNIHANADVISOR.COM

Rdap Domain Creation Date

2017-01-25T18:33:02Z

Rdap Firm Age Years

Rdap Firm Age Band

5-10y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001474464

Edgar Registered

Yes

Edgar Filing Count

655

Edgar First Filing Date

2009-11-12

Edgar Last Filing Date

2026-04-16

Edgar Form D Count

Edgar Form D Offerings

2011-01-242011-01-24 · 0001474464-11-000001

2010-03-122010-03-12 · 0001474464-10-000001

Edgar Xbrl Assets Latest

Value Usd120,101,000

Fiscal Year End2024-12-31

Edgar Xbrl Revenue Latest

Value Usd160,274,000

Fiscal Year End2016-12-31

ConceptRevenues

Edgar Sic Description

Real Estate Investment Trusts

Edgar Former Names

New York REIT, Inc.

AMERICAN REALTY CAPITAL NEW YORK RECOVERY REIT INC

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

7 BULFINCH PLACESUITE 500BOSTON, MA 02114

Business

7 BULFINCH PLACESUITE 500BOSTON, MA 02114

Edgar EIN

271065431

Edgar Recent Filings

8-K2026-04-16 · 0001193125-26-158989

8-K2025-10-31 · 0001193125-25-260548

Edgar Sic

6798

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-01-25T18:33:02Z

Rdap Domain Last Changed

2026-01-10T09:05:38Z

Rdap Nameservers

Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

1249354

Trust Company Affiliate

IAR · Direct Owner · 87.5%

People (37)

SINGLETON, IVAN JERRY

SNOW, CHRISTOPHER RICHARD

IAR · Direct Owner · 17.5%

2790759

BENJAMIN GILES LORMAND

4438198

WILLIAM PRICE SCHWENNSEN

PATRICIA DARLENE THORNTON

4477642

JAMES ROBERT PALMERSHEIM

EARL PRESTON CASTLEMAN

WILLIAM BERNARD DRISCOLL

JEFFREY HOWARD ROTHSCHILD

MICHAEL CHRISTOPHER MOYNIHAN

1010313

JONATHAN FREDERICK JETTER

3009815

ZACHARY BERTICE BUTLER

Michael Clark Shisler

BLAKE CHRISTIAN MATTSON

2539359

Mitchell Joseph Basham

7829273

DANIEL WILLIAM ASHLEY

RICHARD EUGENE FENGLER