SourcingSourcing

WAZEE STREET CAPITAL MANAGEMENT LLC

B59
CRD 159165·SEC 801-121924·GREENWOOD VILLAGE, CO
AUM
$203.4M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$610K
@ 30% margin
Est. Deal Value
$4.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WAZEE STREET CAPITAL MANAGEMENT LLC
CRD
159165
SEC file #
801-121924
EIN
460970924
DBA names
—

Economics

AUM
$203.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$211.1M → $203.4M▼ -4%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
4 advisors → 4 advisors▬ 0%
Primary office
GREENWOOD VILLAGE CO
Branches
—

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
wazeestreetcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WAZEE STREET CAPITAL HOLDINGS
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
WAZEE STREET CAPITAL HOLDINGS
COLLINS, ROBERT, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WAZEESTREETCAPITAL.COM
Rdap Domain Creation Date
2011-02-26T19:09:33Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001560120
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2012-11-19
Edgar Last Filing Date
2012-11-19
Edgar Form D Count
1
Edgar Form D Offerings
2012-11-192012-11-19 · 0001560120-12-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Goldman Sachs12
Jpmorgan6
E*trade4
Folio Institutional1
Edgar Addresses
Mailing
7900 E UNION AVENUESUITE 1100DENVER, CO 80237
Business
7900 E UNION AVENUESUITE 1100DENVER, CO 80237
Edgar EIN
460970924
Edgar Recent Filings
D2012-11-19 · 0001560120-12-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-26T19:09:33Z
Rdap Domain Last Changed
2026-02-27T15:17:24Z
Rdap Nameservers
Ns1.mediatemple.netNs2.mediatemple.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (2)

2
ROBERT MICHAEL COLLINS
Executive Officer · 2.5%
3160775
MCKAY, MORGAN, VALENTISH
Executive Officer · 2.5%
8021663