SourcingSourcing

CIFC ASSET MANAGEMENT LLC

C26
CRD 159172·SEC 801-72883·MIAMI, FL
AUM
$44.58B
$1B+
Est. Revenue
$445.8M
@ 1% on AUM
Est. EBITDA
$133.7M
@ 30% margin
Est. Deal Value
$1.07B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CIFC ASSET MANAGEMENT LLC
CRD
159172
SEC file #
801-72883
EIN
000000000
DBA names
—

Economics

AUM
$44.58B
AUM band
$1B+
AUM trajectory
'20'26
$20.60B → $44.58B▲ +116%
Client mix
Pooled Investment Vehicles119
Other Investment Advisers10
Insurance Companies6
Corporations6
Other6

Operations

Employees (total)
200
Advisory staff (per ADV)
89
Advisory staff (5-yr trend)
'20'26
34 advisors → 89 advisors▲ +162%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/cifc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CIFC ASSET MANAGEMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
CIFC ASSET MANAGEMENT
DIROCCO, JOHN, STEPHEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
483
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001784081
Edgar Registered
Yes
Edgar Filing Count
5
Edgar First Filing Date
2019-07-31
Edgar Last Filing Date
2023-08-28
Edgar Form D Count
5
Edgar Form D Offerings
2023-08-282023-08-28 · 0001784081-23-000003
2022-08-162022-08-16 · 0001784081-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon131
State Street12
Jpmorgan4
E*trade4
U.s. Bank1
Edgar Addresses
Mailing
C/O CIFC ASSET MANAGEMENT LLC1 SE 3RD AVENUE, SUITE 1660MIAMI, FL 33131
Business
C/O CIFC ASSET MANAGEMENT LLC1 SE 3RD AVENUE, SUITE 1660MIAMI, FL 33131
Edgar EIN
000000000
Edgar Recent Filings
D/A2023-08-28 · 0001784081-23-000003
D/A2022-08-16 · 0001784081-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (5)

5
DIROCCO, JOHN, STEPHEN
Executive Officer · 2.5%
1476959
RICHARDS, ASHA, KAMARIA
Executive Officer · 2.5%
5718535
SEMBOS, ANNA
Executive Officer · 2.5%
6311646
VACCARO, STEPHEN, JOSEPH
Executive Officer · 2.5%
2826198
WICKER, LILY, YULIANI
Executive Officer · 2.5%
5158429