SourcingSourcing

BOOMFISH WEALTH GROUP, LLC

C43
CRD 159201·SEC 801-128215·ALPHARETTA, GA
AUM
$214.4M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$643K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BOOMFISH WEALTH GROUP, LLC
CRD
159201
SEC file #
801-128215
EIN
274175262
DBA names
Wealth With No Regrets�

Economics

AUM
$214.4M
AUM band
$100M-$500M
AUM trajectory
'25'26
$193.7M → $214.4M▲ +11%
Client mix
Individuals Other129
Individuals High Net Worth97
Charitable Organizations6

Operations

Employees (total)
13
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
4 advisors → 5 advisors▲ +25%
Primary office
ALPHARETTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/wealth-with-no-regrets(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SPENCER, BARRY, HUDSON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SPENCER, BARRY, HUDSON
NOBLE, SCOTT, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:boomfish.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002010786
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-02-09
Edgar Last Filing Date
2026-04-22
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-22
Accession0001437749-26-013018

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
12600 DEERFIELD PARKWAYSUITE 475ALPHARETTA, GA 30004
Business
12600 DEERFIELD PARKWAYSUITE 475ALPHARETTA, GA 30004
Edgar EIN
274175262
Edgar Recent Filings
13F-HR2026-04-22 · 0001437749-26-013018
13F-HR2026-01-21 · 0001437749-26-001622
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5984945
Trust Company Affiliate
No

People (6)

6
SPENCER, BARRY, HUDSON
IAR · Direct Owner · 62.5%
5984945
NOBLE, SCOTT, M
IAR · Direct Owner · 37.5%
6257178
ANDREA K SOULE
IAR
6065566
Mason Ware
IAR
7999434
TRAVIS WOODMAN RAISH
IAR
2368679
Andrew James Lightle
IAR
6943892