SourcingSourcing

FAIRVIEW CONSTITUTION MANAGEMENT IV LLC

C49
CRD 159304·SEC 801-72952·WEST HARTFORD, CT
AUM
$139.8M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$419K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FAIRVIEW CONSTITUTION MANAGEMENT IV LLC
CRD
159304
SEC file #
801-72952
EIN
—
DBA names
—

Economics

AUM
$139.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$150.8M → $139.8M▼ -7%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
26
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
13 advisors → 12 advisors▼ -8%
Primary office
WEST HARTFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUM

Filings

Latest ADV filing
04/14/2026
ADV-W filed at
—
Website
fairviewcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NEW YORK LIFE INSURANCE
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
11
Control Persons
NEW YORK LIFE INSURANCE
HALLIGAN, HOWARD, ANSEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FAIRVIEWCAPITAL.COM
Rdap Domain Creation Date
1998-05-11T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley12
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-05-10T04:00:00Z
Rdap Domain Last Changed
2022-09-29T20:27:40Z
Rdap Nameservers
Ns1.x7hosting.comNs2.x7hosting.comNs3.x7hosting.comNs4.x7hosting.com
Rdap Secure Dns Enabled
No
Rdap Status
Active
Trust Company Affiliate
No

People (10)

10
HALLIGAN, HOWARD, ANSEL
Direct Owner · 17.5%
234473
MORSE, LAURENCE, CORNELIUS
Direct Owner · 17.5%
4359573
OLOFINBOBA, KOLAWOLE,
Direct Owner · 17.5%
6004607
PRICE, JOANN, HARRIS
Direct Owner · 17.5%
4373639
FAIRVIEW CAPITAL PARTNERS,
Direct Owner · 7.5%
161258
SHIRLEY, EDWIN, SAMUEL
Direct Owner · 7.5%
2677021
MATTAMANA, ALAN, ISAAC
Executive Officer · 2.5%
3267445
Quaye, Kwesi
Executive Officer · 2.5%
7882965
VACHHANI, AAKAR, R
Executive Officer · 2.5%
5050702
FLOYD, CRYSTAL, DENISE
Executive Officer · 2.5%
5198113