SourcingSourcing

CARTESIAN CAPITAL GROUP, LLC

C37
CRD 159370·SEC 801-73995·NEW YORK, NY
AUM
$863.2M
$500M-$1B
Est. Revenue
$8.6M
@ 1% on AUM
Est. EBITDA
$2.6M
@ 30% margin
Est. Deal Value
$20.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARTESIAN CAPITAL GROUP, LLC
CRD
159370
SEC file #
801-73995
EIN
—
DBA names
Cartesian Capital Group

Economics

AUM
$863.2M
AUM band
$500M-$1B
AUM trajectory
'20'26
$1.58B → $863.2M▼ -45%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
24
Advisory staff (per ADV)
20
Advisory staff (5-yr trend)
'20'26
16 advisors → 20 advisors▲ +25%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
cartesiangroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
YU, PETER, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
YU, PETER, MICHAEL
HAMLIN, GEOFFREY, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CARTESIANGROUP.COM
Rdap Domain Creation Date
2005-04-27T23:55:12Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-27T23:55:12Z
Rdap Domain Last Changed
2025-04-12T18:23:55Z
Rdap Nameservers
Ns1.siteground.netNs2.siteground.net
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
4731577
Trust Company Affiliate
No

People (3)

3
YU, PETER, MICHAEL
Direct Owner · 62.5%
4731577
HAMLIN, GEOFFREY, LEE
Direct Owner · 17.5%
6028420
PIZZANI, PAUL, G.
Direct Owner · 17.5%
2975006