SourcingSourcing

TUDOR INVESTMENT CORPORATION

C20
CRD 159792·SEC 801-73474·STAMFORD, CT
AUM
$106.84B
$1B+
Est. Revenue
$1.07B
@ 1% on AUM
Est. EBITDA
$320.5M
@ 30% margin
Est. Deal Value
$2.56B
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TUDOR INVESTMENT CORPORATION
CRD
159792
SEC file #
801-73474
EIN
000000000
DBA names
—

Economics

AUM
$106.84B
AUM band
$1B+
AUM trajectory
'20'26
$38.02B → $106.84B▲ +181%
Client mix
Pooled Investment Vehicles20
Investment Companies2

Operations

Employees (total)
483
Advisory staff (per ADV)
275
Advisory staff (5-yr trend)
'20'26
111 advisors → 275 advisors▲ +148%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
Hourly chargesPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
tudor.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JONES, PAUL, TUDOR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
9
Control Persons
JONES, PAUL, TUDOR
RICCARDI, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TUDOR.COM
Rdap Domain Creation Date
1992-06-17T04:00:00Z
Rdap Firm Age Years
34
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
2
Form 5500 Total Participants
769
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20242
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001346734
Edgar Registered
Yes
Edgar Filing Count
31
Edgar First Filing Date
2005-12-06
Edgar Last Filing Date
2026-05-06
Edgar Form D Count
18
Edgar Form D Offerings
2026-05-062026-05-06 · 0000947871-26-000498
2025-05-062025-05-06 · 0000947871-25-000455

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan54
Goldman Sachs30
Morgan Stanley29
State Street28
Bny Mellon20
Edgar Addresses
Mailing
C/O TUDOR INVESTMENT CORPORATION200 ELM STREETSTAMFORD, CT 06901
Business
C/O TUDOR INVESTMENT CORPORATION200 ELM STREETSTAMFORD, CT 06901
Edgar EIN
000000000
Edgar Recent Filings
D/A2026-05-06 · 0000947871-26-000498
D/A2025-05-06 · 0000947871-25-000455
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-16T04:00:00Z
Rdap Domain Last Changed
2022-04-17T05:51:35Z
Rdap Nameservers
Ns-1489.awsdns-58.orgNs-1759.awsdns-27.co.ukNs-322.awsdns-40.comNs-557.awsdns-05.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
830207
Trust Company Affiliate
Yes

People (9)

9
JONES, PAUL, TUDOR
Direct Owner · 87.5%
830207
RICCARDI, MICHAEL
Direct Owner · 7.5%
6027305
DALTON, MARK, FOOTE
Executive Officer · 2.5%
1367867
ECKHARDT, BRONWYN, MARY
Executive Officer · 2.5%
2653632
FISHER, RICHARD, LOVE
Executive Officer · 2.5%
2216880
JAN, SUHAIL, SIDDIQ
Executive Officer · 2.5%
7640223
Sbarra, Anita
Executive Officer · 2.5%
7716161
SWALLEN, THAYER, WHITNEY
Executive Officer · 2.5%
7885147
WALDMAN, STEPHEN, NEAL
Executive Officer · 2.5%
6629041