SourcingSourcing

CASSIA CAPITAL PARTNERS LLC

C33
CRD 159911·SEC 801-119057·WINSTON SALEM, NC
AUM
$251.2M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$754K
@ 30% margin
Est. Deal Value
$6.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CASSIA CAPITAL PARTNERS LLC
CRD
159911
SEC file #
801-119057
EIN
453820844
DBA names
—

Economics

AUM
$251.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$132.9M → $251.2M▲ +89%
Client mix
Individuals Other96
Individuals High Net Worth82
Charitable Organizations8

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
3 advisors → 4 advisors▲ +33%
Primary office
WINSTON SALEM NC
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
cassiacapitalpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JAMES R HELVEY III LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
JAMES R HELVEY III LLC
BARHAM, CHARLES, DEWEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CASSIACAPITALPARTNERS.COM
Rdap Domain Creation Date
2011-10-12T05:09:35Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001844897
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-12
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0001951757-26-000731

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
1144 WEST FOURTH STREET, SUITE 200WINSTON SALEM, NC 27101
Business
1144 WEST FOURTH STREET, SUITE 200WINSTON SALEM, NC 27101
Edgar EIN
453820844
Edgar Recent Filings
13F-HR2026-04-24 · 0001951757-26-000731
13F-HR2026-01-16 · 0001951757-26-000197
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-20T11:59:59Z
Rdap Domain Last Changed
2025-12-21T17:32:35Z
Rdap Nameservers
Ns41.domaincontrol.comNs42.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (4)

4
BARHAM, CHARLES, DEWEY
IAR · Direct Owner · 37.5%
4157445
HELVEY, JAMES, R
IAR · Executive Officer · 2.5%
5156968
Benjamin Parker Haynes
IAR
8029837
ANDREW ROBERT MILLER
IAR
7151860