SourcingSourcing

RIALTO CAPITAL MANAGEMENT, LLC

C22
CRD 159998·SEC 801-74178·MIAMI, FL
AUM
$21.73B
$1B+
Est. Revenue
$217.3M
@ 1% on AUM
Est. EBITDA
$65.2M
@ 30% margin
Est. Deal Value
$521.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIALTO CAPITAL MANAGEMENT, LLC
CRD
159998
SEC file #
801-74178
EIN
300887155
DBA names
—

Economics

AUM
$21.73B
AUM band
$1B+
AUM trajectory
'20'26
$4.48B → $21.73B▲ +385%
Client mix
Pooled Investment Vehicles66

Operations

Employees (total)
82
Advisory staff (per ADV)
79
Advisory staff (5-yr trend)
'20'26
55 advisors → 79 advisors▲ +44%
Primary office
MIAMI FL
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
linkedin.com/company/rialto-capital(social)

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
RIALTO INVESTMENT MANAGEMENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
8
Control Persons
RIALTO INVESTMENT MANAGEMENT, LLC
HELLER, LIAT, (NMN)
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
11,440
Form 5500 Compensation Trajectory 3y
202511,440
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
11,440
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001664426
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-01-21
Edgar Last Filing Date
2016-01-21
Edgar Form D Count
1
Edgar Form D Offerings
2016-01-212016-01-21 · 0001664426-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street30
Wells Fargo17
U.s. Bank4
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
790 NW 107TH AVENUESUITE 400MIAMI, FL 33172
Business
790 NW 107TH AVENUESUITE 400MIAMI, FL 33172
Edgar EIN
300887155
Edgar Recent Filings
D2016-01-21 · 0001664426-16-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (7)

7
HELLER, LIAT, (NMN)
Executive Officer · 2.5%
6030128
KRASNOFF, JEFFREY, PAUL
Executive Officer · 2.5%
6030129
MANTZ, JAY, HOWARD
Executive Officer · 2.5%
2088508
OLSON, CORY, MARTIN
Executive Officer · 2.5%
2914902
VAN SMITH, MARSHALL, BRIAN
Executive Officer · 2.5%
7050297
LENOK, AMANDA, BETH
Executive Officer · 2.5%
5234697
SCOTT, THOMAS, EDWARD
Executive Officer · 2.5%
6368426