SourcingSourcing

VENTURE INVESTMENT MANAGEMENT CO., L.L.C.

B54
CRD 160002·SEC 801-73833·PEAPACK, NJ
AUM
$636.8M
$500M-$1B
Est. Revenue
$6.4M
@ 1% on AUM
Est. EBITDA
$1.9M
@ 30% margin
Est. Deal Value
$15.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VENTURE INVESTMENT MANAGEMENT CO., L.L.C.
CRD
160002
SEC file #
801-73833
EIN
—
DBA names
Venture Investment Associates

Economics

AUM
$636.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$853.6M → $636.8M▼ -25%
Client mix
Pooled Investment Vehicles14

Operations

Employees (total)
8
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
4 advisors → 3 advisors▼ -25%
Primary office
PEAPACK NJ
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Portfolio mgmt — pooled vehiclesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/19/2026
ADV-W filed at
—
Website
viafunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANDRIS, STATHIS
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
ANDRIS, STATHIS
GILMAN, CLIFFORD, JP
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VIAFUNDS.COM
Rdap Domain Creation Date
2002-12-13T17:09:58Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Fdic Zip Total Deposits
160,552,000
Fdic Zip Branch Count
14
Fdic Zip Top Banks
Peapack-Gladstone Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Raymond James12
Morgan Stanley8
Jpmorgan4
E*trade4
Fdic Zip Branches Raw
Peapack-Gladstone BankPeapack, NJ
Peapack-Gladstone BankPeapack, NJ
Fdic Zip HHI
10,000
Fdic Zip Top Bank Share Pct
100
Fdic Zip Year
2009
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-13T17:09:58Z
Rdap Domain Last Changed
2024-10-14T06:24:58Z
Rdap Nameservers
Ns45.worldnic.comNs46.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
6023577
Trust Company Affiliate
No

People (4)

4
ANDRIS, STATHIS
Direct Owner · 87.5%
6023577
GILMAN, CLIFFORD, JP
Executive Officer · 2.5%
5009385
DOUVOS, CHRISTOPHER, ALEXANDER
Executive Officer · 2.5%
4250303
GARCIA, ALAN, ADRIAN
Executive Officer · 2.5%
6304411