SourcingSourcing

GEN CAP AMERICA, INC.

B52
CRD 160042·SEC 801-73892·NASHVILLE, TN
AUM
$212.6M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$638K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GEN CAP AMERICA, INC.
CRD
160042
SEC file #
801-73892
EIN
—
DBA names
—

Economics

AUM
$212.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$443.9M → $212.6M▼ -52%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
9
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
7 advisors → 5 advisors▼ -29%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
gencapamerica.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BYRD, BARNEY, DUNCAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
BYRD, BARNEY, DUNCAN
BLACKMON, STEPHEN, ELISHA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GENCAPAMERICA.COM
Rdap Domain Creation Date
1998-08-12T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-08-11T04:00:00Z
Rdap Domain Last Changed
2023-04-07T15:27:09Z
Rdap Nameservers
Ns51.worldnic.comNs52.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1499868
Trust Company Affiliate
No

People (6)

6
BYRD, BARNEY, DUNCAN
Direct Owner · 87.5%
1499868
BLACKMON, STEPHEN, ELISHA
Executive Officer · 2.5%
6028672
BYRD, JAMES, EDWARD CALDWELL
Executive Officer · 2.5%
7884637
JOSEPH BRICE GRIGGS
Executive Officer · 2.5%
6077926
NAPIER, DONALD, DUDLEY
Executive Officer · 2.5%
1800677
QUARLES, JON, WESLEY
Executive Officer · 2.5%
7823726