SourcingSourcing

NCP MANAGEMENT HOLDINGS, INC.

B64
CRD 160075·SEC 801-73399·BIRMINGHAM, AL
AUM
$232.6M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$698K
@ 30% margin
Est. Deal Value
$5.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NCP MANAGEMENT HOLDINGS, INC.
CRD
160075
SEC file #
801-73399
EIN
—
DBA names
New Capital Partners

Economics

AUM
$232.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$405.5M → $232.6M▼ -43%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
11 advisors → 6 advisors▼ -45%
Primary office
BIRMINGHAM AL
Branches
Count1

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
newcapitalpartners.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LITTLE, JAMES, BRAWNER
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
LITTLE, JAMES, BRAWNER
OUTLAND, JAMES, KENDALL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
NEWCAPITALPARTNERS.COM
Rdap Domain Creation Date
1999-12-31T18:08:15Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
252
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.15
Soi Zip Pct 200k Plus
0.0597
Soi Zip Returns 200k Plus
430
Soi Zip Total AGI
555,539
Fdic Zip Total Deposits
9,121,307,000
Fdic Zip Branch Count
194
Fdic Zip Top Banks
Regions Bank
BancorpSouth Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
First Alabama BankBirmingham, AL
First Alabama BankBirmingham, AL
Fdic Zip HHI
1303.51
Fdic Zip Top Bank Share Pct
27.9
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-12-31T18:08:15Z
Rdap Domain Last Changed
2024-11-01T07:41:28Z
Rdap Nameservers
Ns1.bdm.microsoftonline.comNs2.bdm.microsoftonline.comNs3.bdm.microsoftonline.comNs4.bdm.microsoftonline.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI28,648
Returns2,120
Stub 2
AGI81,337
Returns2,230
Stub 3
AGI75,868
Returns1,240
Soi Zip Total Business Income
18,662
Soi Zip Total Cap Gains
39,374
Soi Zip Total Dividends
20,859
Soi Zip Total Returns
7,200
Top Owner CRD
6018058
Trust Company Affiliate
No

People (3)

3
LITTLE, JAMES, BRAWNER
Direct Owner · 62.5%
6018058
OUTLAND, JAMES, KENDALL
Direct Owner · 62.5%
6018056
Beall, William, Kendrick
Executive Officer · 2.5%
8246126